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ACAT Eligible Custodians

The following financial custodians are eligible to do ACAT transfers with NDTCO. 

Please note that this is not an all-inclusive list. If your previous financial custodian is not mentioned, please reach out to them directly to confirm whether they can accept transfer requests via ACAT. 

 

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  • Ameriprise
  • Apex Clearing Firm
  • Axos Financial (E*TRADE Advisors and others)
  • Cetera Advisors
  • Charles Schwab
  • D.A. Davidson 
  • Edward Jones
  • E*TRADE Securities
  • Fidelity/National Finance Services
  • Interactive Brokers
  • StoneX (formerly INTL FCStone)
  • Janney Montgomery Scott
  • J.P. Morgan Private Bank
  • LPL Financial
  • Merrill Edge
  • Merrill Lynch
  • Morgan Stanley Wealth Management
  • Pershing LLC
  • Raymond James
  • RBC Capital Markets
  • Robert W. Baird
  • Stifel Nicolaus
  • TD Ameritrade
  • UBS Financial Service
  • Vanguard (Only eligible with 8-digit brokerage accounts; 11-digit brokerage accounts are not eligible)
  • Wells Fargo Advisors/Wells Fargo Clearing Services